Podcast
Advisor Success Series
Hosted by Freedom Investment Management, Inc. · EN
Hosted by Freedom Investment Management, Inc., we bring you innovative ideas from investment experts and practice and business management leaders. Check back often to hear from fellow financial advisors talk about what is working for them; service providers describing best of breed technology, product and practice solutions; as well as, economists, portfolio managers, analysts and investment product specialists from all ends of the industry spectrum, from mega global managers to small but innovative boutique firms.
100episodes
Episodes
Newest firstAll episodes
Discussing the Sale of 3D/L to Freedom Advisors/EQIS – A Conversation with EQIS CEO Bob Herrmann and 3D/L Capital President John O'Connor
Sep 6, 202200:43:28Tap to summarizeIn this episode, we take an opportunity to turn inward and discuss our recent acquisition by Freedom Advisors, the owner of EQIS Capital which runs an investment platform for independent financial advisors. We discuss how our platforms complement one another to offer a wide breadth of services for advisors and reaffirm the importance of the independent advisory model.
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Addressing Investor Misconceptions in the Midst of Market Volatility: A Conversation with Wes Crill, Dimensional Funds
Jul 21, 202200:29:53Tap to summarizeIn this episode, we follow up with Wes Crill, Head of Investment Strategists at Dimensional Funds, from our May 2022 podcast episode in light of the continuing market volatility during the 1st half of 2022. We address investor misconceptions and behavioral tendencies in the face of steep market sell-offs, both in equities and fixed income. We caution investors to not react to short-term market volatility and evaluate how risk is being priced in equities and fixed income in the face of greater uncertainty on inflation and economic growth outlooks.
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Making Sense of Quantitative Tightening – A Conversation with Tony Crescenzi, Market Strategist at PIMCO
Jun 13, 202200:52:52Tap to summarizeIn this episode, we are pleased to be joined by Tony Crescenzi, Market Strategist and Generalist Portfolio Manager at Pacific Investment Management Company (PIMCO). In addition to providing an updated outlook on the fixed income market, Mr. Crescenzi helps our listeners get a more intuitive understanding of Quantitative Tightening ("QT"), or the Federal Reserve's initiative to begin reducing its nearly $9 trillion balance sheet as part of a broader campaign to tighten monetary policy in the face of persistently high inflation. How are we to understand both the impact of QT on capital markets functioning as well as on overall borrowing costs? Have a listen to better understand the uncertainty that even financial professionals, let alone the layperson, struggle with in trying to gauge the potential impact of QT.
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Discussing Advisor Client Communication Challenges with Dimensional Funds' Wes Crill
May 6, 202200:28:08Tap to summarizeIn this episode, we catch up with Wes Crill, Head of Investment Strategists at Dimensional Funds, to discuss the client communication challenges financial advisors are facing in the wake of market volatility, especially in fixed income which has typically served as a ballast to equities, but not so much so far in 2022. We also discuss how advisors might address client inquiries into cryptocurrency / digital asset investing when viewed within the context of expected risk/returns applied to traditional assets.
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Retirement Plan Compliance- A Conversation with Bonnie Treichel of Endeavour Retirement
Apr 8, 202200:35:35Tap to summarizeIn this episode, Bonnie Treichel, Chief Solutions Officer at Endeavor Retirement, joins us to discuss retirement plan compliance. Endeavour Retirement is a consulting firm dedicated to solving problems for plan sponsors, advisors, and service providers. Her background and experience give her a unique and informed perspective on the retirement plan industry. Our conversation covers timely topics such as PTE 2020-02, ESG Investing, and much more around the compliance landscape.
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Navigating the Risks in Emerging Market Debt – A Conversation with American Century's Joyce Huang
Mar 25, 202200:40:16Tap to summarizeIn this episode, we have the opportunity to hear from American Century's Joyce Huang, Portfolio Specialist on the Emerging Market Fixed Income Management team. We discuss the current investment landscape for the emerging markets following the Russian invasion of Ukraine and the resulting spillover into other regions. Joyce Huang shares with our listeners how the team has been able to navigate the market turmoil (hint: the team had hedged their Russian debt exposure prior to the invasion) and some of the opportunities they are finding following the broader sell-off in emerging market fixed income.
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Flash Podcast: A Post Fed Meeting Discussion with Mike Green from Simplify ETFs
Mar 17, 202200:41:20Tap to summarizeWe are pleased to be joined by Michael Green from Simplify ETFs to discuss the decision by the Federal Reserve to raise interest rates for the first time following the March 2022 meeting. We dig into the rationales for the course of action the Fed has committed itself to as it seeks to help restore price stability through tighter monetary policy actions without tipping the U.S. economy into recession. We provide our views on the challenges the Fed faces given signs of an economic slowdown, largely a result of the higher prices feeding into a more expensive basic cost-of-living environment that many are struggling to keep up with. What the Fed will do and what it ought to do is subject to much debate as we try to move past the 2020 pandemic shutdowns.
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Building Bridges to the Digital Asset Ecosystem? Catching Up with Dave Nadig, ETF Trends
Feb 10, 202200:48:04Tap to summarizeIn this episode, we catch up with ETF industry veteran Dave Nadig from ETF Trends to discuss the latest developments within the fund industry. Of particular interest is the attempt by the investment industry (the public markets ecosphere) to create product giving access to the digital world whose innovation and evolution is occurring with lightning speed. Can the public sphere and regulators keep up with the innovation, technological changes, and lower levels of transparency that have given a Wild West feel to digital asset investing? Should the two spheres be crossed or kept separate from an investment perspective? We also discuss some social media 'disagreements' concerning possible negative fallouts from the popularity of indexing and target-date funds as well as disagreements over what constitutes the proper role of 'stewardship' by vis-à-vis shareholder proxy voting and shareholder activism.
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"Not So Fast!" – A Conversation with Nancy Davis, CIO Quadratic Capital Management
Jan 27, 202200:43:08Tap to summarizeTo kick off 2022, we have the pleasure of speaking with Nancy Davis, CIO of Quadratic Capital Management, to discuss what is top-of-mind in capital market pricing, namely persistently high inflation and the U.S. Federal Reserve's response. We discuss the inflationary/deflationary pickle global central banks find themselves contending with and how one can be positioned for both a rising rate environment and a less-than-aggressive central bank response over fears of going overboard on monetary tightening. The information, statements, comments, views, and opinions expressed or provided in this podcast are not necessarily those of 3D/L, and may not be current. 3D/L does not make any representation or warranty as to the accuracy or completeness of any of the information, statements, comments, views, or opinions contained in this podcast. 3D/L does not endorse any products or securities mentioned.
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ESG- Where Investing Meets the Real World
Dec 9, 202100:54:06Tap to summarize3D/L's President, John O'Connor and CIO, Benjamin M. Lavine, CFA, CAIA, RICP recently hosted a webinar with Jordan Farris of Nuveen, and John Braccio of Wright-Pierce to discuss the state of ESG investing and real-world applications. The full webinar video can be watched here
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