
The long history of the Samurai and the potential renewal of the Samurai spirit in Japan's future.
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Brooke Devart
Hi, Brooke Devart here, host of Naked Beauty. Every week I talk to my audience about beauty and self care. I'm someone who spends a lot of time in the bathroom. It is truly my sanctuary. So investing in a smart toilet from Kohler has been life changing. The Kohler Vail Smart Toilet has a heated seat, hands free, opening of the lid and customizable bidet functionality. It is incredible. But beyond the technology, the design is just stunning. The veil's curved silhouette in honed black actually inspired creative director and fashion designer Laura Kim to create a stunning black chiffon dress that debuted on the Runway at New York Fashion Week. The creative partnership between Kohler and Laura Kim is changing how we think about everyday objects like a toilet. Transform your routine into something extraordinary with the Kohler Vail Smart Toilet.
Ryan Reynolds
Ryan Reynolds here from Mint Mobile with a message for everyone Paying Big Wireless Way Too much. Please, for the love of everything good in this world, stop with Mint. You can get premium wireless for just $15 a month. Of course, if you enjoy overpaying. No judgments. But that's weird. Okay, one judgment anyway. Give it a try@mintmobile.com Switch upfront payment.
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Dan Snow
Hi everybody. Welcome to Dan Snow's history at it was April 25, 1185 and a great naval battle was about to decide the fate of Japan for centuries to come. The Taira clan had the boy emperor on their side. He was about six years old. He was decked out in the imperial regalia and they were hoping that his presence at the battle would help to make up for the profound advantage in numbers and experience and resources that their enemy, the Minamoto enjoyed. In the end, a child dressed in fancy clothes was not enough. The Minamoto arrived with their ships abreast, archers ready. The two fleets crashed into each other. Long range archery gave way to hand to hand combat. Soldiers leapt across to fight it out on the enemy decks. But these weren't just any soldiers. They were warriors whose name has echoed down the centuries become, in a way, one of history's most celebrated and talked about and copied brands. They were the samurai. Some Minamoto clan ships were able to close with the ship carrying the young emperor and pounded them at close range with arrows and projectiles. The emperor and many of his court were killed. Other members of his entourage saw which way the battle was going and committed suicide. The taira tried to throw the imperial regalia into the sea to deny them to the Minamoto, but they were interrupted before they could do so. A comprehensive victory of the Minamoto samurai. In short, the clan chief would become the first shogun, a military dictator of Japan who would keep the royal family, keep the emperor hostage, but rule in every other sense of the word. And in this episode of the podcast, we're going to be talking samurai. How did this famed warrior cast, how did they come to dominate Japan? What caused their downfall? And then how did they come back in an utterly different world, the world of the industrialized 20th century? I'm going to finish up by asking whether perhaps samurai have a bright future ahead of them. As ever, when we talk about Japan. We got Christopher Harding on the podcast. He's a cultural historian of Japan, India and East west connections. He's based at the University of Edinburgh. He's fantastic. He's been on this podcast many times before. You'll recognize his voice. So, friends, this is the story of the samurai. Enjoy.
Ryan Reynolds
T minus 10 atomic bomb dropped on Hiroshima. Guard, save the king.
Christopher Harding
No black white unity till there is first some black unity. Never to go to war with one another again.
Brooke Devart
And liftoff.
Christopher Harding
And the shuttle has cleared the tower.
Dan Snow
Chris, great to have you back on the podcast, buddy.
Christopher Harding
Hello, thank you for having me.
Dan Snow
Again, paint a picture for us all of the world into which samurai were born.
Christopher Harding
I suppose it's the world that some people will know from Murasaki Shikibu's the Tale of Genji. So this is, we're thinking about Japan, 10th, 11th century, the capital is in Kyoto. That's where the emperor is. That's where all these aristocrats are doing things that I think in some cultures look peaceful but to the point of effeminacy. So you've got a lot of men as well as women interested in high fashion. They're composing poetry, they're doing incense smelling competitions, tea tasting competitions. Lovely stuff. But they are pretty much completely unaware of what's going on in rural Japan. And so it's a world that's completely centered on Kyoto as being this capital of culture. And out in the countryside, what they don't really see is that you have these warrior families starting to develop. So particular families out in the provinces who get known for their martial skills and helping each other to protect their properties and things like that, not aware of them. Except that certainly by the early 12th century, you get families in Kyoto, aristocrats who maybe made one too many enemies. And they will employ now and again some of these warrior families from the provinces to serve as bodyguards. Basically, you know, if you have one too many enemies, you might want a strapping man with a sword outside your bedroom at night, outside your home perhaps. And these bodyguards come to be called samurai. So it comes from this Japanese word, saburao, which means to serve or to attend. So you start to have some of these warriors creeping into the capital, doing basically these gigs as bodyguards. But by the middle of the 12th century, that's when it starts to change. And it always astonishes me that you go from Japan being a place that makes you think, yeah, Murasaki Shikibu, poetry, fashion, romance, peace, to being a place where bit by bit, being a warrior, being skilled with the sword and the bow actually becomes something noble, something that you might write poetry about, which would have been unthinkable just before. So I think that's the world. It's a kind of tipping point in the middle of the 12th century.
Dan Snow
Wow. So I was not expecting this to be a story about an out of touch liberal urban elite, but there we are.
Christopher Harding
Quite relatable, isn't it?
Dan Snow
Yeah, quite relatable. But how fascinating that you go from, and again challenging to our kind of, perhaps some of our understanding of history, that you go from that world back to a world in which it becomes important to know how to. How to skewer an enemy on the end of your blade. Is that cultural or do big and bad things happen? Is this a sort of fashion or is that just disorder break down? It becomes a world in which fighting is more useful than poetry.
Christopher Harding
It's a great question. I think it's partly about the falling away of the authority of the emperor. So the kind of the heyday for the power of the emperor in Japan is probably the 8th century through to the early 12th. Gradually that goes away. Kyoto itself actually becomes quite a dangerous place. Certainly by the early 12th century. There's a story of noblemen who, if they were going in their carriages from A to B, they would take off their robes, take off their Rings, their jewelry, hide them somewhere in the carriage. So if they got waylaid by robbers, they could say, look, you're too late. I've been robbed already. I've got nothing for you. So it's quite a lawless place. I think that's one of the most important things. So suddenly, if you have these skills, they're more and more valuable. I think the other thing that happens is the imperial family is quite a big family. So there are often, when it comes to the imperial succession, different people vying for that role. And what begins to occur in the middle of the 12th century is that warriors will be called in to help settle scores when it's time for a new emperor to be chosen. So Kyoto goes from this place, as we said, you know, a liberal, peaceful elite, to a place where there's blood in the streets, there are ordinary people being chopped up, houses being burned down, severed heads on the top of stakes to warn other people. It's that crucial few decades in the middle of the 12th century where things really start to change. And I suppose the big important thing that happens in the 1180s is that two of the great, most famous warrior families, the Taira and the Minamoto, go to war with one another. So it's a big civil war that happens in the 1180s, which really is the end for many centuries of imperial power. So the emperor remains in Kyoto, but the people really in charge of Japan after that are the warriors. You have Japan's first shogun based in Kamakura, just near what is now Tokyo. So it's a really big shift, basically, from courtly rule to samurai rule at.
Dan Snow
That point, and to drill down on samurai rule, Are we being orientalist? Are we being so romantic? Because we think the samurai had various codes of conduct, and I mean, is this just what happens in lots of societies around the world, there's an atrophying of central power and also civilian, if you like, rule. And then you just get men of action, warriors. They take over, they fill the vacuum. That's quite a familiar tale. Is there something about the samurai that explains the remarkable kind of the cultural, intellectual, military legacy they seem to have had?
Christopher Harding
I think there is even as early as the Kamakura Shogunate. So this first period of shoguns ruling Japan from the late 12th century, they have warrior codes which they'll write up and distribute. So it's specific things like you have to revere the gods, revere the Buddhas. You have to pay attention to karma in your own life, and also the karma that you're building up for future generations. The idea of duty, which is giddy in Japanese, is really important. And the idea of absolute loyalty to your commander, to the person who's above you in the ranks. All those sorts of things, I think, are quite clearly laid out. And they're a really important part of who the samurai are, I think also how they perform on the battlefield. The kind of choreographed nature of samurai warfare is part of how they view themselves as special. So often a battle will begin. You'll have one of the samurai ride out into the middle. He'll fire an arrow into the air, a special arrow that's got a whistle on its tip. So as it comes down, it makes this great whistling noise, which is designed to awaken the gods to the fact that there are these great valorous deeds about to be done. And then he'll call out one single opponent from the other side who will do battle with, literally just one to one, try and take them out with an arrow first, and if he can't, then get close in, and then that's when the. The swords start to be used. But it's very choreographed. There's a lot of attention paid to what each samurai manages to do on the battlefield. So if I'm going out fighting in one of these wars, people I defeat on the battlefield, I'll take off their head or I'll take off their nose, or I'll take off an ear, and I'll present that kind of bundle of goodies to my commander at the end to say, here's what I've done. Here's what my family should get in return. You know, if you think about Japan as being a place where agricultural land is in quite short supply, you know, it's quite mountainous, it's quite forested. So what I'll want in return for my bundle of body parts is a new tract of land to add on to what I've already got. There's one guy we know about who actually employed a painter to be there at the battle to paint illustrated scrolls of what he'd done so that he could then present that to his commander and say, look, there's the proof of what I've accomplished. Now, please, I'll have my reward. So there are all sorts of rules which govern how the samurai behave in peace and how they behave on the battlefield, which I think is part of that image that we've grown up with.
Dan Snow
And do you think they stuck to those rules? Because in Britain we had a similar chivalric tradition. Historians have spilt Much ink about whether that was actually rooted in real practice on the battlefield and elsewhere. Is your impression that the samurais have held themselves to these standards very often?
Christopher Harding
Not actually. I think probably the most famous period for the samurai in Japan comes after these early centuries of shogunate rule. When that kind of breaks down by the late 15th century, that's broken down. Japan is a kind of patchwork quilt of feuding terrains. And you have what we call the Warring States period all the way through to the late 16th century, Sengoku Jidai in Japanese. And in that period, it's all about spying, marriage alliances, strategy, great battles, and they sometimes fight quite dirty. I think probably the most famous samurai from that period, someone that everyone in Japan grows up knowing and maybe loving and loathing in equal measure, is a guy called Oda Nobunaga. So he's around in the second half of the 16th century, and to get a sense of who he was, he was furious that he had to fight not only samurai enemies, but also Japanese Buddhists. Some of these Buddhist sects were wealthy enough to have huge temple complexes. They trained their own warrior monks. They're a real force to be reckoned with. One of them, the Tendai sect on Mount Hiei, which is just outside Kyoto, decided to go against him. And so in the autumn of 1571, he sent tens of thousands of samurai up the mountain, killing literally everybody they encountered. Women, children, babies, alongside the men and the warrior monks who were fighting. And he burned everything down that he found just because he simply wouldn't tolerate any kind of opposition. So it's hard to square that, I think, with the samurai code, the idea that literally anybody can be considered a competent and that you can basically murder them. But as far as he was concerned, his motto was rule the realm by force. And probably the unspoken part was warrior code be damned. That was certainly how he behaved.
Dan Snow
And becoming samurai, are there barriers to entry? Do you have to be affluent? Do you have to afford your own equipment? Are you given the title by your liege lord? How does that work?
Christopher Harding
So largely, you're born into it. There are various levels of samurai, and depending on your own bloodline, your own family, that really decides your place in the ranks. But there are really interesting exceptions. So Oda Nobunaga, who I was just talking about one of his foot soldiers, actually a guy who used to carry his sandals for him, who was not samurai, later became one of the greatest samurai generals in Japanese history, a guy called Toyotomi Hideyoshi. He was so good, so smart, so Loyal, Such a great strategist that he was promoted into the samurai ranks, and he did very well for himself. Children in Japan grow up talking about the three great unifiers of Japan. Oda Nobunaga, this bloody man we just talked about, Toyotomi Hideyoshi, who carried his sandals and became his successor. And then finally Tokugawa Ieyasu, who founded the great Tokugawa Shogunate. Each man in succession did their bit basically to unify Japan. And Toyotomi Hideyoshi, he's the ultimate upstart. Not only does he become a samurai, the most important person in Japan in his lifetime, he also sends troops into Korea. He then wants to use his samurai and career as kind of treating the Korean peninsula as China's driveway to make their way up to then conquer China. Even fantasizes a about conquering India. And he writes the Spanish and the Philippines threatening letters about how he's going to come over there and teach them a lesson as well. So you do get these incredible stories of a rise from nothing to top samurai status.
Dan Snow
And at the same time, the institution of the Emperor is still knocking on, but it's been essentially captured by these warriors, by these samurai lords. Why do they let the Emperor keep going? Why don't they stick the crown on their own head? What's preventing them?
Christopher Harding
I think for any upstart in Japanese history, the Emperor is what you absolutely need for legitimacy, to persuade everybody else that what you're doing is right. So the title of Shogun Sei yi, tai, shogun initially, which means barbarian crushing generalissimo. So originally the shogun was someone who you would send one of your generals up north to sort of battle the barbarous northerners, which the Japanese often worried about. And so to take that title later on, even though you're for all intents and purposes in charge of Japan, you're the political ruler still, you always portray yourself as serving the emperor, and that's where your legitimacy comes from. You know, the imperial family we have now in Japan can trace their line back at least to around 600 AD, and they claim descent from the gods. So it's the absolute sine qua non of taking power in Japan is to have these people as your figurehead. Even though you won't listen to them, you'll threaten them, you'll more or less imprison them in their palaces to make sure they can't interfere. Still, you always say that you're serving them and you're looking after their interests.
Dan Snow
And while we're on the court, are they happy just to be captured? Do they have a nice time? Are they still keeping the flame of poetry alive? Are they just a little mini version of what Kyoto once was?
Christopher Harding
I think so. It's funny, isn't it, that you go from this extraordinary high valuation of poetry, romance, etc. In kind of the heyday of the imperial court in Japan, to poetry being something of a consolation prize, something you can do because you no longer have real political power. It's actually quite a sad history for the imperial family in Japan. You know, from controlling most of Japan and owning all the land in Japan around the year 1000 or so, gradually that gets chipped away at by these other rival families and then along come the shoguns and take practical power away from you. Your tax revenue then starts to go down. There are stories of emperors who died and their families couldn't even bury them because they didn't have the money for a funeral. And of course, when you have a period of warfare in Kyoto, it's often the imperial properties that get burned or otherwise damaged. So the imperial family don't really have much choice except to keep in with whoever currently holds power. So they can basically survive. It's not at all noble, is it? But unfortunately, that's the reality.
Dan Snow
Well, they're still here.
Christopher Harding
Yeah, they've done all right. They played the long game, didn't they?
Dan Snow
Yeah. You're listening to dancenows History. Talk about samurai all coming up.
Brooke Devart
Hi, Brooke Devart here, host of Naked Beauty. Every week I talk to my audience about beauty and self care. I'm someone who spends a lot of time in the bathroom. It is truly my sanctuary. So investing in a smart toilet from Kohler has been life changing. The Kohler Vail smart toilet has a heated seat, hands free, opening of the lid and customizable bidet functionality. It is incredible. But beyond the technology, the design is just stunning. The veil's curved silhouette in honed black actually inspired creative director and fashion designer Laura Kim to create a stunning black chiffon dress that debuted on the Runway at New York Fashion Week. The creative partnership between Kohler and Laura Kim is changing how we think about everyday objects like a toilet. Transform your routine into something extraordinary with the Kohler Vail smart toilet.
Ryan Reynolds
Ryan Reynolds here from Mint Mobile. I don't know if you knew this, but anyone can get the same Premium Wireless for $15 a month plan that I've been enjoying. It's not just for celebrities. So do like I did and have one of your assistant's assistants switch you to Mint Mobile today. I'm told it's super easy to do@mintmobile.com.
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If your job at a healthcare facility includes disinfecting against viruses, you know prevention is the best medicine. And maintaining healthy spaces starts with a healthy cleaning routine. Grainger's world class supply chain helps ensure you have the quality products you need when you need them. From disinfectants and cleaning supplies to personal protective equipment so you can help deliver a clean bill of health. Call 1-800-granger clickgranger.com or just stop by Granger for the ones who get it done.
Dan Snow
And so the myths about the summarize they were somehow, I mean, were they any better trained? I mean, is there an element to this that like the say Spartans in the 5th century BC, the economics of warfare meant that you could keep large amounts of very highly trained warriors at hand all the time? Or are they actually just sort of part timers like any other nation's got, who are sort of occasionally called to the colours when their lord and master calls them? What's the sort of nature of their lives?
Christopher Harding
So the samurai are absolutely full timers. The way of the horse and the bow, as they originally describe it, later Bushido, you know, the way of the warrior, a vocation. And it's what they're absolutely born to. There are part timers in their armies, the foot soldiers, peasants, some of them not considered important enough even to be given any armor. They can just go and take a bullet. Once you get firearms being used on Japanese battlefields, considered pretty much expendable. And they will go back and till their land, you know, in times of peace. But the samurai are absolutely full time and this becomes a really big problem actually. So after Tokugawa Ieyasu inaugurates this period of peace, two and a half centuries of peace from 1600 to the middle of the 1800s, which, if you think about what's happening in Europe in the same period, is an extraordinary achievement for Japan. But that's not great for the samurai. They go really from warrior work to office work. Basically they're kind of bureaucrats in the castle towns, never really doing much. That's very romantic. Now and again they might go out and hassle the peasants if they're not paying up their taxes. But bullying sort of unarmed people is not really the kind of thing about which great tales are written. And they're very expensive. As time goes on across the 1600s into the 1700s, having to pay samurai stipends becomes more or less impossible. So as they move from warrior work to office work, they're really confined to these great castle towns. Osaka, Edo, which is now Tokyo, not really doing very much that's impressive, but being paid for it. And some of them actually end up quite poor, quite impoverished. So they've got these great noble names. But merchants who are making the real money are living much better. Bigger houses, nicer clothes, better food and life becomes quite embarrassing for the samurai. Some of them are selling off their armor, some of them are selling off their daughters to merchants who might want to marry samurai black blood if they can. It's really quite ignoble, even to the point where there's a lovely sketch people will have heard of Hokusai, famous artist, this lovely sketch he does of a samurai sitting on a toilet doing his business while his retainers outside are kind of holding their noses to protect themselves from the stink. The idea that you could draw something like that about the samurai and expect to live a few centuries ago would just be absolutely for the birds. But there's a sense in which the samurai basically just sit around and talk, or they kind of write bad poetry or short stories, or they go shopping, or they're basically doing nothing that's useful and yet they're hoovering up peasant taxes. I think that's one of the things that really sets Japan in the middle of the 19th century on the road to what's more or less a revolution in the 1860s is it's just a completely unsustainable, top heavy system with all these samurai doing nothing and yet costing a lot of money.
Dan Snow
The reason they're all doing nothing, presumably, is because of the Tokugawa Shogunate you and I have talked about before and is at the end of hundreds of years of instability, if you like, when somebody does actually manage to, by using samurai effectively, sort of unify Japan?
Christopher Harding
Yeah, absolutely. I think the clever thing about the Tokugawa Shogunate is not that they are able to completely pacify the country by force of arms. No one has ever had an army up until probably the modern era, which is big enough to do that for Japan. Instead, they manage to shuffle around their enemies to different parts of the country, take them away from their own power bases, their own bases of loyalty that they had in the past so that they can't threaten them. So there's kind of a balance of power. They let some of these big regional lords, these top samurai, effectively govern their own domains, as long as they don't cause too much trouble for Edo at the absolute center, they use something like a. We would call it a hostage system. So every year, either the big samurai from all the domains is living in Edo under the watchful eye of the shogunate, or members of their family are doing the same. And so if anything kicks off in their domain, you can either execute the feudal lord or you can execute members of their family. So they're quite successful in all those ways at keeping Japan at peace. And although the warrior caste, yeah, it carries on for two and a half centuries, writing a lot, mythologizing itself, talking still about the warrior code of honor, but actually not having to do all that much fighting.
Dan Snow
And because, as it happens, there's not much fighting going on in the Japanese islands, they're not trying to invade China or not being invaded in turn.
Christopher Harding
They're not. And also, I think, luckily for them, Japan is of not much interest to the big powers of the day. The reason the Tokugawa Shogunate lasts as long as it did, I would say, is that the big powers in the Western world are much more interested in places like India in the Americas, they're interested in China. Japan doesn't have much in terms of raw materials. It's not thought to be a particularly interesting market. The only Europeans trading with Japan in this whole two and a half centuries are the Dutch, who are confined to a tiny little portion of Nagasaki in the south of Japan and are allowed to do a really limited trade with Japan. If you think about it, I suppose the modern parallel is immigration control, border control. The Tokugawa Shogunate decide basically that if they want peace, they need to keep foreigners out. And so they're extraordinarily strict for two and a half centuries about who can come in. And that partly works, but as I say, the main reason it works, I think, is Japan, until the US extends across to California and then they've just Got the Pacific between them and Japan and the Russian Empire extends across also towards Japan. Until that happens, I think in the middle of the 19th century, Japan is of not much interest and so the samurai aren't called upon to do anything particularly valiant.
Dan Snow
Speaking of particularly valiant, we're jumping around a bit here, but we should probably mention the great Mongol invasions of Japan. That's squarely in the samurai period. In fact, did the Mongols get quite unlucky, is that they happened to invade Japan just at a time when the Japanese had been fighting amongst themselves and developed this class of sort of superhero soldiers?
Christopher Harding
In that sense they were quite unlucky. I think some in Japan would still say that great story of the divine winds, the kamikaze, is part of that picture. But I think what's funny about those Mongol invasions, you know, they were of course two successive invasions which Japan managed to resist partly, I think, out of luck with the weather. Whether you're not believe in the gods is up to you, but otherwise the Mongols were actually having the best of it. Now and again, if you think of the way the samurai fought, as I said, in this really choreographed way, the Mongols didn't do that. They just threw bodies at the enemy and they had gunpowder. They had all this extraordinary noise that we hear written about in the accounts of this period. They were quite frightening and it was a very different kind of warfare. So until I think the samurai got used to what they were doing, the Mongols were quite a serious threat. Although that said, you do get some lovely samurai derring do. There are reports of the Mongols when they had their warships moored off Japan. Some of the samurai wouldn't even wait for the Mongols to land. You've got samurai in their foot armor jumping into the water, swimming over these ships, managing not to sink and then clambering onto the ships and chopping people up. So there is a justified element, I think, to the romance of the samurai here. They really saw themselves as having a calling, as having a vocation, and I think that did now and again tell on the battlefield.
Dan Snow
So did the fact that Japan was sort of at peace and not very warlike and these samurai classes were sort of warriors in name only. Did that make it easier to formally abolished? Were they formally abolished?
Christopher Harding
They were, yes. So Japan went through this Civil War, 1868-9. At the end of that, the winners basically, once again, as people have always done in the past in Japan, they take the emperor as their figurehead, they ship him from Kyoto into Edo, Tokyo, it becomes, and he's their figurehead. And they basically say we can't afford to pay stipends anymore. The idea of a warrior class is an anachronism in this day and age. They're also worried, I think, that if they try and employ samurai in their new army, once these moder organizing leaders have taken power, some of these samurai, harking back to their great family backgrounds, will behave actually quite selfishly on the battlefield because they'll be much more about their own personal honor than they will be as, as it were, a kind of team player. And so what they do in the 1870s is they get rid of samurai status. It becomes illegal to wear swords. These people are returned to ordinary life, given a stipend, a one off payment and told to go away and find jobs of their own. And it's funny, there's a period actually where the newspapers love to talk about warrior business strategy because some of these guys have got no idea about how to run a business and yet that's what they spend their money on. And you have all these fabulous samurai businesses which go bust within years because they've got absolutely no idea what they're doing. Some of them run restaurants and they buy meat that's well past its sell by date because they're only serving it to commoners anyway, you know, so who cares? And very quickly that all goes very badly wrong. So yeah, the samurai status has completely disappeared and instead you've got a conscript army which is much easier to basically you give them a gun, tell them what to do and they're not going to make a fuss. They don't really have much concept of their own, an honor. They're being sort of paid a fee for it. It's something I think the Japanese learn on their travels abroad. There are these fascinating stories of early Japanese leaders going to places like the US and Europe in the 1860s and 1870s and being really surprised by how things are done there. They can't believe when they get to America that the Washington family no longer runs the place and that the president has to bid for his own job every four years. It seems so ignominious. But one of their big learnings is in the modern era, you want a conscript army under civilian control. And so yeah, it's good night for the samurai.
Dan Snow
Yeah, you know what, the officers obeying orders and working as units and outflanking when they're told to a flank rather than just racing ahead and presenting themselves for a glorious death.
Christopher Harding
Absolutely. But you know what's funny is in the dying Days of the war, World War II, you still find in Burma and in the Philippines the occasional rogue Japanese general who says, I'm in the best possible situation because the war is going against us. If I can possibly turn the course myself with this kind of crazy strategy, maybe to take northeast India, which is what one of them tries to do, then I can make a great name for myself. So there's still this sort of old, maybe samurai ideal lingering that you'll get your name in the history books if you somehow do something crazy and valiant.
Dan Snow
That's because in the 20th century, samurai is back, or certainly some sort of romantic notion of it.
Christopher Harding
Yeah, I think a couple of things happen. First, in the early 20th century, because Japan is importing so much culture from the west, you know, from democracy to post offices, factories, universities. There are those in Japan who say, well, actually, what is it that we're going to give back here? We've got a kind of cultural trade deficit with the west that we need to restore. Which is why you get Zen Buddhism being exported, tea ceremony being exported. And the samurai tradition becomes part of that, partly as a way of saying to Europeans, look, we've got our own chivalric tradition which is worthy of respect. And so you get quite a romanticized version of the samurai being offered to Europeans for that sort of reason. Then you get a much darker renaissance in the 1930s. So by the 1930s, you've got an Imperial Japanese army again. So it's almost full circle to have. It was many, many centuries before, but you've got young officers who come through to that army who don't remember Japan ever being vulnerable. They remember Japan only as already being quite strong, like a famous victory over Russia in 1905, for example, a victory 10 years earlier against the Chinese. And they say, look, we really should assert ourselves much more in Asia and in the Asia Pacific. And they try to find a real kind of romantic touchstone for how the Imperial Japanese army ought to be. And so some of them, they go back to the samurai period, because mostly in the Imperial Japanese army, you'll have these French samurai sabers. And they say, look, they're flimsy, they're unromantic, and they have Kamakura era samurai swords made for themselves instead. As part of this, some of them will even say, we don't need to worry about having the latest military hardware, because the Japanese fighting spirit centuries old, will tell on the battlefield. And there's a genuine belief that you can organize the economics of your army and organize your strategy on the basis that Japanese soldiers compared to European or American ones, will simply fight different, differently. And so if you think about the stories that allies or POWs tell, you know, the Second World War, these terrifying banzai charges, or the no surrender policy, there are elements of that which have been consciously taken from an imagined samurai past and fed into this completely different scenario in the middle of the 20th century.
Dan Snow
So was absolute defeat, catastrophic setbacks in the Second World War? Was that the end of samurai revivalism, of Bushido? Or if I go to Japan today, is it part of the manosphere? Are the samurai back?
Christopher Harding
There are. And I suppose the name we absolutely have to throw in here would be Yukio Mishima, this great Japanese novelist who developed towards the end of his life, a real taste for ultra right wing politics. He hated the idea, basically, that after the war, Japan had become a vassal state of America. All Japanese people seemed to want to do was to make lots of money and go on holidays. And he thought the whole thing had become rather unromantic. And so, very famously, he went into an army barracks in Tokyo, or the Self Defense Forces, as they were called, tried to get everyone there to rise up in the great coup d'etat. And then when that failed, he went back into the building and he actually disemboweled himself in the old samurai style, and he had one of his militiamen take off his head right at the end. So that samurai ideal, especially amongst those who want to push back against the Americanization of Japanese culture, I think, think does survive. I'd have to say it's rather a kind of niche interest. I think where you find it instead, actually is when Japanese businesses really start to do well. In the 1960s, early 70s, Japan has this very, very successful economy. They start to say, why is it that the Japanese labor force is much more pliant than these Western labor forces? Why is it the Japanese businesses like Sony and Toyota and Panasonic are doing so well and they actually start to hark back to the past? They'll say there is something in the selflessness of Japanese people. They have this spirit that will encourage them to work crazy hours if necessary, and to do so for a greater cause. And so there actually is that interest still in that samurai past and what it might be contributing to Japan's successful economic present that still seems to carry on. Has to be said, a lot of Westerners fall in love with Kurosawa films. And they also fall in love, especially American businessmen, with how successful Japanese businesses are. And so you do start to get these books Coming out on kind of Warrior business, etc. How to do business like a Japanese samurai or something. These awful titles come out in the 70s and 80s, so, yeah, it still has an afterlife. And I suppose now people my children's age who are really into manga and anime, still, that period of Japanese history when the samurai were in charge and when their values held sway is still tremendously attractive, I think.
Dan Snow
So Actually, the story of the samurai is not yet over.
Christopher Harding
No. I think there are still chapters to be told for the samurai. I think the next few decades in Japan, pressure from China, potentially the loss of the United States as a reliable ally, and the pressure for Japan to build up its spending on the military and also to do away with parts of its constitution which have been called the kind of pacifist parts which say that it can't declare war on people of its own accord. I think all that that is going to be changing and who knows what role the samurai might have in that. There's always this question, I think, for Britain as well as Japan, would young people fight? Do they have any sense of their nation as being a single unit that they would be prepared to make sacrifices for, as opposed to just being a place where they can buy things and go to school and. And work and find someone to marry? If Japan gets to that point where it needs to conjure Japan as a place that you might sacrifice for, I can imagine them reaching back into the past and pulling out this concept of the samurai and doing something ultra modern with it.
Dan Snow
Really nice. Thanks so much, Chris. As ever. What a legend. Thank you for coming back on the podcast.
Christopher Harding
Lovely. Thank you for having me.
Unknown
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Podcast: Dan Snow's History Hit
Episode: The Samurai
Release Date: April 3, 2025
Host: History Hit (Dan Snow)
Guest: Christopher Harding, Cultural Historian of Japan, India, and East-West Connections, University of Edinburgh
Dan Snow opens the episode by setting the stage on April 25, 1185, during a pivotal naval battle that would shape Japan's future for centuries. He describes the conflict between the Taira and Minamoto clans, highlighting the emergence of the samurai as Japan's warrior class. Snow emphasizes the significance of this battle, where the Minamoto clan's victory marked the beginning of samurai dominance in Japanese society.
**[05:04] - **Christopher Harding discusses the birth of the samurai in a Japan dominated by the peaceful, culture-focused aristocracy of Kyoto. He explains how rural warrior families began to gain prominence, eventually being employed as bodyguards by the aristocrats, leading to the establishment of the samurai class.
Christopher Harding: "You start to have some of these warriors creeping into the capital, doing basically these gigs as bodyguards. But by the middle of the 12th century, that's when it starts to change."
Dan Snow reflects on the transformation from a peaceful aristocratic society to one where martial prowess becomes revered. Highlighting the shift in priorities from poetry to swordsmanship, Snow asks Harding whether this change was due to cultural evolution or external turmoil.
[07:06] Dan Snow: "I was not expecting this to be a story about an out-of-touch liberal urban elite, but there we are."
[07:12] Christopher Harding: "Quite relatable, isn't it?"
Harding elaborates on the declining authority of the emperor and the rise of the shogunate. He describes Kyoto's increasing lawlessness in the early 12th century, which heightened the value of warrior skills and led to the eventual dominance of the samurai as Japan's ruling class.
Christopher Harding: "So, Kyoto goes from this place... to a place where there's blood in the streets... It's that crucial few decades in the middle of the 12th century where things really start to change."
The conversation delves into the samurai's code of conduct, Bushido, emphasizing duty, loyalty, and reverence for the gods. Harding discusses how these principles shaped samurai behavior on and off the battlefield, creating a disciplined and respected warrior class.
Christopher Harding: "It's very choreographed. There's a lot of attention paid to what each samurai manages to do on the battlefield."
Dan Snow probes the authenticity of the samurai code by comparing it to Britain's chivalric tradition. Harding acknowledges the idealistic nature of Bushido but admits that in practice, especially during the Sengoku Jidai (Warring States Period), samurai often acted contrary to their code, engaging in brutal tactics and personal vendettas.
Christopher Harding: "It's hard to square that with the samurai code... But as far as he was concerned, his motto was rule the realm by force."
Harding explains how the Tokugawa Shogunate established over two centuries of peace, transforming samurai roles from warriors to bureaucrats. This shift led to economic burdens on the samurai, who struggled to adapt to non-military roles, ultimately contributing to the class's decline.
Christopher Harding: "They go from warrior work to office work. Basically, they're kind of bureaucrats in the castle towns... being paid for it."
Discussing the Mongol invasions, Harding highlights the samurai's valor and strategic prowess, which played a crucial role in repelling the invaders. He mentions the legendary "divine winds" (kamikaze) and how these events bolstered the samurai's legendary status in Japanese culture.
Christopher Harding: "They really saw themselves as having a calling, as having a vocation, and I think that did now and again tell on the battlefield."
The conversation moves to the 19th-century abolition of the samurai class during Japan's modernization. Harding details how the samurai were transitioned into ordinary roles, often struggling economically and culturally as their traditional privileges and statuses were dismantled.
Christopher Harding: "The samurai status has completely disappeared... they end up quite poor, quite impoverished."
Harding explores the romanticization and revival of samurai ideals in modern Japan, particularly during the early 20th century and World War II. He discusses figures like Yukio Mishima, who embodied the samurai spirit in opposition to Westernization, and how samurai ideals influenced Japanese military strategies and cultural exports.
Christopher Harding: "They go back to the samurai period... there's a genuine belief that you can organize the economics of your army and organize your strategy on the basis that Japanese soldiers... will simply fight differently."
Concluding the episode, Harding speculates on the enduring legacy of the samurai and their potential influence on modern Japan. He suggests that as Japan faces new geopolitical pressures, samurai ideals might see a resurgence, blending historical valor with contemporary challenges.
Christopher Harding: "There are still chapters to be told for the samurai... pressure from China, potentially the loss of the United States as a reliable ally...what role the samurai might have in that."
Dan Snow wraps up the episode by acknowledging the enduring fascination with the samurai and their complex legacy. He thanks Christopher Harding for his insightful contributions, highlighting the samurai's significant impact on Japan's history and cultural identity.
Dan Snow: "So, the story of the samurai is not yet over."
Samurai Emergence: Originated as provincial warriors employed by aristocrats, evolving into Japan's ruling military class.
Bushido: The samurai code emphasized duty, loyalty, and martial prowess, though real-life practices often deviated from these ideals.
Tokugawa Shogunate: Established two and a half centuries of peace, transforming samurai roles and leading to their eventual decline.
Cultural Legacy: Samurai ideals have been romanticized and revived in various forms, influencing modern Japanese culture, military, and business practices.
Enduring Influence: The samurai legacy continues to shape Japan's identity and may influence its future societal and geopolitical developments.
Christopher Harding on Samurai's Role Change:
"Quite relatable, isn't it?" [07:12]
On Samurai Conduct:
"It's very choreographed. There's a lot of attention paid to what each samurai manages to do on the battlefield." [09:56]
On Samurai Decline:
"They go from warrior work to office work. Basically, they're kind of bureaucrats in the castle towns... being paid for it." [21:16]
On Samurai Revivalism:
"There's still this sort of old, maybe samurai ideal lingering that you'll get your name in the history books if you somehow do something crazy and valiant." [30:28]
On the Future of Samurai:
"There are still chapters to be told for the samurai." [35:41]
In this episode, Dan Snow and Christopher Harding provide a comprehensive exploration of the samurai's rise, dominance, decline, and lasting legacy in Japanese history. They delve into the socio-political transformations that elevated the samurai, the complexities of their code of honor, and the factors leading to their eventual dissolution. The discussion also touches upon the samurai's cultural resurgence and their potential role in Japan's future, offering listeners a nuanced understanding of one of history's most iconic warrior classes.