Podcast
Innovation in Compliance with Tom Fox
Hosted by Thomas Fox · EN
Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.
42episodes
Episodes
Newest firstAll episodes
Exploring Fractional and Adjunct Risk Professionals with Gerry Zack
Dec 1600:25:45Tap to summarizeInnovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes back Gerry Zack to discuss a novel service offering in the compliance and risk management community: fractional and adjunct risk professionals. Zack explains how these roles can supplement companies that lack certain expertise or can’t afford full-time positions, particularly highlighting the benefits of long-term relationships. The discussion also covers the distinctions between compliance and broader risk management, the flexibility of fractional contracts, and the importance of alignment in risk management practices across different organizational departments. Key highlights: Exploring the Concept of Fractional CCO Long-term Benefits of Fractional Roles Risk Professional Services vs. Compliance Applications and Benefits of Fractional Roles Challenges and Considerations Resources: Gerry Zack on LinkedIn Risk-Trek website Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.
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Constructive Conversations: Insights with Nina Sunday
Aug 12, 202500:24:47Tap to summarizeInnovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by Nina Sunday, a podcaster, author, and speaker, to discuss the nuances of difficult conversations and leadership. Nina shares her experiences and insights from her podcast ‘Manage Self, Lead Others,’ which has been running for six years. She elaborates on her career transition from teaching and film production to training and self-employment. Nina also introduces her new book based on her podcast and discusses effective conversation techniques, including using non-threatening language openings. She advocates for a learning culture within organizations and speaks about the importance of middle managers in fostering a productive and innovative work environment. The episode concludes with information on how to connect with Nina and access her various works. Key highlights: Nina Sunday’s Podcast Journey Exploring Difficult Conversations Nina’s Professional Background Middle Management Challenges Effective Communication Techniques The Role of Vulnerability in Leadership Developing Future Leaders Utilizing Podcasts for Business Growth Resources: Visit Nina Sunday’s Website Brain Power Training Substack New Book: Manage Self, Lead Others: Constructive Conversations, True Self Leadership and Culture You Can’t Fake on Amazon Follow Nina Sunday on: Facebook LinkedIn C-Suite Radio C-Suite TV Grab Nina Sunday’s book on Amazon Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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Operationalizing Trust at Scale: A Conversation with Amanda Carty on Compliance and AI
Aug 7, 202500:15:29Tap to summarizeInnovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. Today, we begin a 3-part podcast series sponsored by Diligent with Jessica Czeczuga, Amanda Carty and Neta Meidav In Part 2, Tom is joined by Amanda Carty, GM Compliance Solutions at Diligent. Carty shares insights from her decade-long experience in the GRC field and offers detailed perspectives on how leaders can model ethical behavior within their organizations. The conversation dives into how Diligent helps companies assess and document leadership effectiveness and the role of AI in enhancing compliance initiatives. Carty emphasizes the necessity of leaders acting as ambassadors of culture and the impact of measurable outcomes in compliance programs. The episode also explores the integration of AI and chatbots to provide real-time compliance support to employees, ensuring efficiency and ease of access to crucial information. Key Highlights · Importance of Tone at the Top · Leadership and Ethical Culture · AI in Compliance · Employee Engagement and Technology · Actionable Takeaways for Compliance Professionals Resources: Amanda Carty on LinkedIn Diligent Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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Mastering Communication: Insights from Dr. Dennis Cummins on Speaking and Selling without Selling
Aug 5, 202500:28:29Tap to summarizeInnovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, Tom Fox hosts Dr. Dennis Cummins, CEO of Pro Speaker Academy, to discuss the art of speaking and selling without pushing sales. Dr. Cummins shares his journey from being a successful chiropractor to a professional speaker and trainer, emphasizing the importance of effective communication in corporate settings. They explore the connections between speaking, selling, compliance, and internal communication, highlighting how clear and compelling communication can foster a better corporate culture and increased engagement. Dr. Cummins also introduces concepts such as ‘invitational selling’ and the power of storytelling in business. The episode concludes with details about Dr. Cummins’ latest book, ‘Non-Professional Speaking,’ and his upcoming event, ‘Building Your Business from the Stage. ‘ Key highlights: Dennis Cummins’ Professional Journey The Importance of Communication in Corporations Invitational Selling Explained The Power of Storytelling The Danger of Unscripted Moments Building Trust Through Clear Speaking Upcoming Event: Building Your Business from the Stage Writing Non-Professional Speaking Resources: Non-Professionally Speaking: How Professionals Turn Small Talks Into Big Profits on Amazon Visit Dr. Dennis Cummins’ Website Follow Dr. Cummins on: Facebook LinkedIn Link to Speaker Demo Video Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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The Future of Compliance Training: AI, Adaptive Learning, and Cultural Integration
Jul 31, 202500:20:22Tap to summarizeInnovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. Today, we begin a 3-part podcast series sponsored by Diligent with Jessica Czeczuga, Daniel Zmak, and Amanda Carty. In Part 1, Tom is joined by Jessica Czeczuga, Principal Instruction Design Instructor at Diligent, about the future of compliance training. Tom and Jessica will explore the future of compliance training, covering key challenges such as cybersecurity and data privacy. They discuss the transformative role of AI in creating adaptive, targeted training and the importance of continuous and varied communication methods to drive home compliance messages. Jessica emphasizes the need for a comprehensive compliance education strategy, integrating training, communication, and culture, tailored to the diverse ways different generations consume information. Key highlights: Future of Compliance Training Adaptive Learning and AI Targeted Training Examples Generational Differences in Training Delivery Importance of Compliance Culture Resources: Jessica Czeczuga on LinkedIn Diligent Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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Scaling Compliance Programs: Insights from a Navy Veteran and Compliance Leader
Jul 29, 202500:23:54Tap to summarizeInnovation comes in many areas, and compliance professionals need to be ready for it and embrace it. This series is introduced by Tom Fox and hosted by Roxeanne Petraeus. Ethena sponsors this special five-part series on Innovation in Compliance. In this episode, Roxeanne Petraeus sits down with LaSalle Vaughn, a seasoned compliance leader and Navy veteran. They delve into Vaughn's extensive experience in scaling compliance programs for both large and small companies, emphasizing the importance of top leadership buy-in, cross-functional collaboration, and creative compliance training solutions. Vaughn shares his journey to becoming a board member, the significance of network relationships, and how his military background informs his approach to building a strong compliance culture. The discussion also highlights the unique qualities of the Ethena compliance platform and the necessity of effective customer support. Listeners gain valuable insights on effective compliance strategies and career development in the compliance field. Key highlights: LaSalle Vaughn's Background and Experience Scaling Compliance Programs Getting C-Suite Buy-In for Compliance Cross-Functional Collaboration in Compliance Path to Board Service Military Influence on Compliance and Culture Resources: LaSalle Vaughn on LinkedIn Ethena Website Roxanne Petraeus on LinkedIn Ethena on LinkedIn
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The Power of Accountability and Team Culture with Gina Cotner
Jul 22, 202500:27:19Tap to summarizeInnovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this engaging episode, Tom Fox sits down with Gina Cotner, the founder and CEO & Founder of Athena Executive Services, to explore the importance of team culture and accountability in corporate settings. Cotner delves into her professional background and the organic development of a strong team culture at Athena. She emphasizes the critical role of accountability as a cultural standard and provides actionable insights for leaders on how to instill this within their organizations. Key takeaways include the significance of consistency, the balance between compassion and accountability, and the role of follow-up as a leadership tool. With real-world examples and practical advice, Cotner provides a comprehensive guide to building and maintaining a high-performing, accountable team. Key highlights: Gina Cotner’s Professional Background The Importance of Team Culture Accountability in High-Performing Teams Misunderstandings About Accountability Building a Culture of Accountability Consistency and Psychological Safety Follow-Up as a Leadership Tool Compassion in Leadership Resources: Follow Athena Executive Services on: Company’s Website LinkedIn Instagram Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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Allison Lagosh on Proactive Compliance Planning for Regulatory Changes
Jul 15, 202500:24:01Tap to summarizeInnovation is present in many areas, and compliance professionals must not only be prepared for it but also actively embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Allison Lagosh, Head of Compliance at Saifr.ai, to discuss the current and future landscape of regulatory compliance. With over two decades of experience in asset management, compliance, and regulatory affairs, Lagosh anticipates a pivotal shift towards AI and cryptocurrency regulations. She predicts a lighter enforcement landscape but stresses the importance of a conservative, informed approach to compliance, encouraging firms to future-proof their programs by staying abreast of regulatory changes and engaging in cross-team collaboration. Her insights, shared on platforms like the “Innovation in Compliance” podcast, highlight the necessity of strong leadership support and continuous learning to effectively navigate the dynamic regulatory environment, particularly in the realm of emerging technologies. Key highlights: Regulatory Futurism: AI and Crypto Compliance “Colorado’s Groundbreaking AI Safety Legislation” Proactive Compliance Planning for Regulatory Changes Navigating Compliance Uncertainties with AI Integration Regulatory Insights on Safer.AI Website Resources: Allison Lagosh on LinkedIn Saifr.ai Tom Fox Instagram Facebook YouTube Twitter LinkedIn Check out my latest book, Upping Your Game—How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com. Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.
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Maximizing LinkedIn for Personal and Professional Branding with Carol Kaemmerer
Jul 8, 202500:31:40Tap to summarizeInnovation is present in many areas, and compliance professionals must not only be prepared for it but also actively embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Carol Kaemmerer, a renowned executive branding expert and author of ‘LinkedIn for the Savvy Executive.’ Carol shares her professional journey, from marketing communications expert to LinkedIn branding specialist. They discuss the significance of LinkedIn in today’s digital landscape, focusing on its role in establishing a professional brand, the importance of a deliberate and cohesive personal brand, and effective strategies for leveraging LinkedIn’s digital presence. Carol also elaborates on her five-point LinkedIn Brilliance Framework and the ‘rule of three’ to enhance clarity and retention of personal branding messages. This insightful conversation highlights how professionals, particularly young graduates and executives, can utilize LinkedIn to improve their careers and individual brands. Key highlights: The Power of LinkedIn for Branding Personal Branding for Young Professionals LinkedIn as a Professional Storefront The Rule of Three for Effective Messaging Maximizing LinkedIn’s Digital Real Estate The LinkedIn Brilliance Framework Resources: Carol Kaemmerer on LinkedIn Carol Kaemmerer Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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LeadHERship with Linda Fisk
Jun 24, 202500:26:46Tap to summarizeInnovation is present in many areas, and compliance professionals must not only be prepared for it but also actively embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits Linda Fisk, the leader of LeadHERship Global, to discuss the challenges and opportunities faced by female entrepreneurs. Linda shares her extensive professional journey, from serving as a CMO at notable media companies to founding LeadHERship Global. They discuss the impressive yet under-recognized contributions of women entrepreneurs in the U.S. economy, highlighting stats and trends around new business ventures led by women, especially women of color. Linda emphasizes the ongoing difficulties women face in accessing capital and offers practical steps for success, including addressing stereotypes, learning from each other, and creating supportive networks. The conversation closes with insights on how LeadHERship Global helps women thrive professionally and how men can support this movement. Linda also mentions her recent anthology, “LeadHERship Unveiled,” which features inspiring stories from women leaders. Key highlights: Current Landscape for Female Entrepreneurs Challenges in Funding for Women Entrepreneurs Practical Steps for Women Entrepreneurs The Vision Behind LeadHERship Global Resources: Facebook Twitter Instagram LinkedIn LeadHERship Website Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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