Podcast
Series 7 Whisperer
Hosted by capadvantage · EN
The Series 7 Whisperer is the voice in your head you wish you had while studying. Hosted by a retired NYSE trader and FINRA principal with 37 years on the Street, this podcast cuts through the noise to deliver the raw, real, and testable truths behind the Series 7 exam. No fluff. No filler. Just the stuff that gets you paid. Whether you’re cramming before test day or grinding through options, suitability, and regs, this is your shortcut to passing with swagger.
36episodes
Episodes
Newest firstAll episodes
SIE Exam Prep: A conversation about Equities
May 16, 2025Tap to summarizeA casual conversation about Equities Common, Preferred and ADRs
Transcribe →SIE exam prep the Regulators...
May 7, 2025Tap to summarizeim trying out a new format... please let me know what you think in the comments
Transcribe →Series 65/66 Investment Advisory Clients
Jun 17, 2024Tap to summarizeTranscribe →
SIE and Series 7 LIVE Q&A June 11 2024 with 20 minutes of "How to study"
Jun 12, 2024Tap to summarizeTranscribe →
Dividend Timeline: New Rules for T+1 SIE Exam prep and Series 7 Exam Prep
Jun 1, 2024Tap to summarizeTranscribe →
Live Q&A May 21st 2024 ( SIE Exam, Series 7 Exam, Series 66 Exam )
May 22, 2024Tap to summarizeTranscribe →
SIE Exam prep: Riskless Principal vs Net Basis
May 14, 2024Tap to summarizeAre you preparing for the SIE Exam or Series 7 Exam and want to master the concepts of riskless principal and net basis trades? Look no further! In this video, we break down these critical topics, ensuring you have a clear understanding for your exams. This is a way too fast rundown on riskless principal vs Net Basis We'll cover: What is a riskless principal trade? How does a net basis trade work? Key differences between riskless principal and net basis trades Real-world examples to solidify your understanding Tips and tricks to remember these concepts for the SIE and Series 7 exams Whether you're a new test-taker or brushing up on your knowledge, this video is packed with valuable information to help you succeed. Don't forget to like, subscribe, and hit the bell icon for more exam preparation tips and tutorials! Keywords SIE Exam Series 7 Exam Riskless Principal Trades Net Basis Trades Securities Industry Essentials FINRA Exam Prep Trading Concepts Investment Banking Financial Exams https://youtu.be/wnxv0cv3jsI?si=1NW7TSY_UQVVV-_L
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Series 6 Exam: Investment Startegies and Portfolio Analysis
Apr 28, 2024Tap to summarizeTranscribe →SIE Exam prep: What is a Pipe Offering 2 min overview
Apr 6, 2024Tap to summarizePipe offerings, formally known as Private Investments in Public Equity (PIPEs), are transactions where public companies issue securities in a private placement to investors. These offerings have grown in popularity, especially during uncertain market conditions, as they offer a quicker, potentially more cost-effective way for companies to raise capital compared to traditional public offerings. In a PIPE, a fixed number of securities are sold directly to investors at a fixed price, usually at a discount to the market price, under a purchase agreement. This setup provides benefits for both issuers and investors, such as faster access to funds for the company and the opportunity for investors to obtain a sizeable stake at a negotiated discount. However, PIPEs also pose unique challenges, including regulatory requirements like shareholder approval for significant issuances. These transactions have become an increasingly utilized method of equity financing, reflecting their flexibility and the mutual advantages they can offer to public companies and investors alike
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twas the night before Chrismas (series 7 edition)
Dec 25, 2023Tap to summarizeTranscribe →