For Compliance Directors of IFA firms- taken by Jeremy Hackett
How to be a Compliance officer Jeremy Hackett. An interactive online Zoom course lasting 60 minutes aimed at SMF 16’s, and those seeking permission to become SMF16 with the FCA.
The key functions of an SMF16 in the retail financial services environment with Consumer Duty in mind
Reporting and Governance
Consumer Duty
Risk vs compliance committees
Audits
SM&CR onboarding
Examination set to demonstrate understanding will be required in order to be certified as accredited by IFAC in this subject as required by FCA.
