For Compliance Directors of IFA firms- taken by Jeremy Hackett

How to be a Compliance officer Jeremy Hackett. An interactive online Zoom course lasting 60 minutes aimed at SMF 16’s, and those seeking permission to become SMF16 with the FCA.

The key functions of an SMF16 in the retail financial services environment with Consumer Duty in mind

Reporting and Governance

Consumer Duty

Risk vs compliance committees

Audits

SM&CR onboarding

Examination set to demonstrate understanding will be required in order to be certified as accredited by IFAC in this subject as required by FCA.