Episode 73: Prime Brokerage with Harry Shillingford, Marex

My old pal Harry Shillingford from Marex joins me in the Tokens of Wisdom Studio to talk about the intricacies of prime brokerage. We delve into scintillating topics like “what does a prime broker actually do?” (answer: a lot) and “should I draw fund inspiration from Field of Dreams?” (answer: no). Harry also shares some serious wisdom on budgeting and choosing the right broker.

Key Points From This Episode:

Difference between an introducing broker and a prime broker.
What kinds of services do PBs provide?
What’s involved in cap intro?
What’s involved in outsourced trading?
When might I think about engaging an outsourced trader?
How do I choose the right broker for my fund?

Disclaimer:

This show is for informational purposes only. Nothing presented here constitutes legal, investment or tax advice. The guests that join us share their considerable fund-related wisdom, but everything they share here is their personal opinion and for educational purposes only. On this show, they are speaking for themselves, and not for their employer or any affiliated entity.

Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/

Links Mentioned in Today’s Episode:

Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/

Harry Shillingford - https://www.linkedin.com/in/harry-shillingford-527745b/

Cole-Frieman & Mallon LLP - https://colefrieman.com/

Marex - https://www.marex.com/

Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg

For any questions or comments, email: tow@colefrieman.com