I am often asked, “How large a practice do I need, to have my own RIA?”

Equally important is the other end of the spectrum as well, “Is my practice too large to potentially join an existing RIA?”

There are three main pathways to transition your practice to the RIA model:

Start your own RIA.
Join an existing RIA.
Utilize a solution that is essentially in the middle of these two.

There are pros/cons to all three approaches.

But is there a point where you might be too large for one of them?

In this episode of the Transition To RIA question & answer series (#118), I explain if there is a point where you are too large to join an existing RIA solution.

Come take a listen!

P.S. Prefer video? You can find this entire series in video format on Youtube. Search for the TRANSITION TO RIA channel.

Show notes: https://transitiontoria.com/is-my-practice-too-large-to-join-an-ria/

About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has 20+ years of industry experience, including direct RIA related roles in Compliance, Finance and Business Development. He has an MBA and has held the 4, 7, 24, 63 & 65 licenses. The Transition To RIA website (TransitionToRIA.com) has a large catalog of free videos, articles, whitepapers, as well as other resources to help advisors understand the RIA model and how it would apply to their unique circumstances.

Q118 - Is My Practice Too Large To Join An RIA?

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