
We explore the Germanic languages during the 1st century AD. The society of the early Germans is examined in the context of ‘Germania’ by the Roman historian Tacitus. Modern English words originating during this period are also discussed.
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Kevin
Welcome to the History of English Podcast, a podcast about the history of the English language. This is episode 23, Tacitus and Germanic Society. In this episode, we're going to explore the social, legal, and political culture of the early Germanic tribes. And I'm going to do that by using the writings of the Roman historian Tacitus, who provided us with the first detailed look at the early Germanic tribes. And we'll continue to explore how certain modern English words developed during this early Germanic period. But before I begin, let me remind you that the History of the Alphabet series is still available through iTunes, Amazon.com and the website historyofenglishpodcast.com and if any of you have any problems purchasing or downloading the series, just send me a quick note@kevinistoryofenglishpodcast.com and as always, if you have any other questions or comments regarding the podcast, you can always reach me at the same address. So let's turn to this episode, and let me begin by noting that I originally intended to discuss the writings of Tacitus in a single episode, but as I began putting this episode together, I realized that there was really too much information for just one episode. So I. I'm actually going to deal with the subject of Germanic culture in two parts. This episode will focus on the social and political structure of the Germanic tribes and the nature of Germanic law and punishment. And I'm going to use Tacitus as a jumping off point for that discussion. In the next episode, I'm going to focus on Germanic religion and mythology and also explore the early Runic writing system which developed among the Germanic tribes shortly after Tacitus. So let's begin our look at the Germanic tribal culture. Over the past couple of episodes, I looked at the common Germanic language, which linguists call Proto Germanic or the first Germanic language. And this early Proto Germanic period extends from before 500 B.C. to around the first century B.C. and during this period, there would have been some linguistic variation among the Germanic tribes. But it's believed that the language of these tribes was similar enough that we can think of it as a more or less common language. But we're now at the first century of the Common Era, or A.D. and I'll just use A.D. from now on in this episode. And at this point, some significant changes were beginning to occur. From this point forward, the various Germanic tribes began to coalesce into larger and more distinct tribal units. And as these larger tribes began to coalesce, they began to develop their own distinct identities and their own distinct cultures. And increasingly, their own distinct languages. From these tribal units, we'll start to see the emergence of new tribes with names that will become synonymous with the fall of the Western Roman Empire. Names like the Goths and the Vandals and the Franks and of course the Angles and the Saxons. So we're now at a transitional period, from the early Common Germanic era to the later period of Germanic invasions. And I'm going to explore this transitional period with the help of the earliest detailed written account of these early Germanic tribes. And that account comes to us via the Roman historian Tacitus. At the end of the first century AD, around the year 98, Tacitus compiled a detailed account of the Germanic people, which he called Germania. Now, it's very difficult to explore the history of the early Germanic tribes without encountering the writings of Tacitus. And it may be surprising that I've not discussed Tacitus prior to this point, but that's only because I'm trying to maintain some semblance of a chronological order. So most of what we've looked at over the past three episodes predated Tacitus, and much of that knowledge is based on archaeology and linguistic reconstructions. But now, at the end of the first century ad, we finally have Tacitus and his detailed description of the early Germans. Now, since Tacitus Germania is so important to historians, it's important to understand a little bit about it as an historical source. First, the actual book was lost during the so called Dark Ages and Middle Ages, so there was no knowledge of it after the fall of the Western Roman Empire. And this is part of the reason why this period is called the Dark Ages, because so much of the earlier knowledge of the Romans had disappeared during this period. And Germania by Tacitus is a very small example of that loss. But in the year 1455, almost 14 centuries after it was written, a single copy of the book was discovered in an abbey in modern day Germany. And this copy of the book was then taken to Italy where it was examined and studied. But copies soon made their way back to Central Europe, which was then part of the Holy Roman Empire. And it was here that this ancient Roman historical account came to be dissected and analyzed almost word by word. Up to that point in history, there really wasn't a common Germanic identity. In fact, the terms German or Germanic weren't even in common use at the time. But it was the fascination with Tacitus history which led many scholars in Central Europe to begin studying the so called Germanic people. And in an earlier Episode I mentioned how the invasion of this region by Napoleon in the 1800s really kick started the study of Germanic culture and identity among the people of the region. But at least among scholars and academics, the study of German culture really began a couple of centuries earlier with the discovery of this book by Tacitus. Now, the discovery of Germania was both a blessing and a curse for historians. It was an obvious blessing in the sense that it provided a detailed account of of the ancient Germanic tribes. And that was important because virtually nothing was known about these ancient Germans during this period in the late Middle Ages. So you can imagine why Central European historians were so fascinated by this book. But it was also a curse in the sense that it was carefully parsed and analyzed and it was assumed by many to be an accurate description of these people. But we now know that there are some elements of the work that have to be read with a lot of skepticism. First, it isn't clear if Tacitus ever actually traveled to the region. Some modern historians are convinced that he didn't. It appears that one of his primary sources of information was a history of the Roman wars in Germania, written by Pliny the elder about 40 years earlier. Tacitus also apparently relied on information from traders and merchants and other people who had traveled into the region. So it's very likely that everything he wrote was based on the second hand accounts of others. The other problem is that Tacitus was motivated by a desire to criticize what he considered to be the corrupt and decadent lifestyle of the Romans of his day. So he tended to play up certain features of the Germans, like their monogamy and their chastity. He considered them to be simple people, but in a positive sense, in the sense that they were pure and moral people. He described them as very brave warriors and he gave us the very unfortunate phrase pure blood to describe the Germans. And now you can probably see the curse of Germania. Some of the history is questionable because we don't know how much was based on actual accounts and how much was made up or exaggerated by Tacitus to make some larger point about Roman society and because he was inclined to emphasize the morality and purity of these people. Well, you can see how that got twisted by German nationalists in the 19th and 20th centuries who were looking to prove that the German people were part of some ideal master race. But notwithstanding the problems with Germania, it remains an essential source for the study of the early Germanic tribes. If for no other reason than it's the only detailed account we have from this Time period. So, with that very broad disclaimer out of the way, let's take a look at what Tacitus had to say about these tribes. Let me begin by noting that I'm not going to explore every aspect of the book. I'm just going to make note of some of the information which is relevant to our story of the Germanic tribes and their language. The first thing to note about Germania is how short it is. Because it's been read and parsed and dissected so much through the years, it's easy to get the impression that it's some massive work of literature. In reality, it's not that big at all. My standard paperback version is only about 25 pages long. So again, you can see why every word has been dissected by scholars over the years. There just isn't a whole lot there. But it is much more than we have from any other source. So as we look at the book, let's begin at the beginning. Tacitus begins by describing the general location of the tribes in Northern Europe. And he does this initially by describing three separate groupings of tribes which he says were descended from three sons of an ancient God. One group were called the Ingviones, and this group was located in the north along the North Sea. Another group was called the Istviones, and this group was the westernmost group and were located near the Rhine. And a third group was called the Irmenonas, and this group was located eastward along the River Elbe. He later described the individual tribes of these regions which make up these three groupings. So it's not entirely clear why he used this initial grouping into three parts. There's a tendency to assume that he was referring to the ultimate division of the Germanic tribes into the North Germanic tribes, the West Germanic tribes, and the East Germanic tribes. But modern historians don't think that was the case. It actually appears that the three groupings mentioned by Tacitus were all part of what we know today as the Western Germanic tribes. And as I've mentioned previously, the North Germanic tribes in Scandinavia and Denmark ultimately produced the Vikings and their Old Norse language and that language, which eventually evolved into the modern Scandinavian languages. And the Eastern Germanic tribes migrated southeastward. Some of those tribes eventually reached the Black Sea region. And these easternmost tribes remained migratory and played a large role in the fall of the Western Roman Empire. But then we have those West Germanic tribes, and those are particularly important to us because they included the Angles and the Saxons and the Jutes and the Frisians among many Others. Now, given that these tribes were located in Central Europe, generally east of the Rhine, they were the ones located closest to the Roman Empire. And so they were the ones who the Romans encountered and traded with the most. And since Tacitus description was based on second and third hand accounts of Romans who traveled into the region, it was mostly these western Germanic tribes who were included in the description set forth in Germania. And it appears that the three basic groupings of tribes described by Tacitus were three separate portions of these western Germanic tribes. Tacitus says that the Ingvaones were located in the north, along the North Sea. And this particular group is of the most important to us because it appears that this group included the tribes which would become known as the Frisians, the Angles, the Saxons and the Jutes. In other words, the tribes which were the source of the later migrations to the British Isles and which were therefore the ultimate source of the English language. Again, these tribes were located in the North Sea region around Denmark and the Netherlands. The second group mentioned by Tacitus, the Istvaones, were the westernmost group of Germanic tribes. This group was located near and around the Rhine itself. And this group apparently included the tribes which would later become known as the Franks. And the Franks are indirectly important to our story, because the Franks eventually conquered the territory of Gaul after the Roman Empire in the west collapsed. The Frankish kingdom which emerged produced leaders like Charlemagne. And more importantly for our story, it produced the later nation state of France, which is named after the Franks. And of course, the history of France and the French language is intertwined with the history of England and the English language. But during the time of Tacitus, the ancestors of the Franks lived to the south and west of the Angles, Saxons, Jutes and Frisians, and they lived along the Rhine. The old Frankish language eventually died out in France, where Latin remained the dominant language, and it eventually evolved into the old French language. But the Frankish language actually survived east of the Rhine in the Germanic regions. And it's the ultimate ancestor of modern Dutch, as well as Flemish, which is spoken in Flanders in northern Belgium. Because the Franks were basically southwestern neighbors of the Angles and Saxons in northern Europe, their language was actually very similar to the language of the Angles and Saxons. And even today, Dutch is one of the closest languages to English, at least Old English. And that's because the ancestral speakers of those languages were basically neighbors in this part of Northern Europe. Now, Tacitus also identified that third group of Germanic people called the Irmenones. This group was located just to the east of the group which I just mentioned. And this third group was located along the River Elbe, so that puts them in the middle between the Rhine in the west and the eastern Germanic tribes further to the east. This third group probably included tribes such as the Alemanni, the Langobardi and the Marcomanni. In later years, these tribes migrated southward, displacing Celtic groups and eventually settling in southern Germany and northern Italy. That means that they eventually settled in the heart of modern Germany. And these are believed to be the ancestors of the modern German speakers in the highlands of southern Germany. One of these tribes, the Longobardi, eventually settled in northern Italy and established an independent kingdom there after the Roman Empire collapsed. And this is the ultimate source of the modern Lombardy region of northern Italy. Of course, their language eventually gave way to Italian, just as the Frankish language gave way to Old French. So many of these ancient Germanic languages died out and were replaced by local Romance languages. But the Alemanni and the Marcomanni retained their Germanic languages, and those languages form the basis of modern Alemanic and Bavarian dialects in modern German. So the point of all this was to help you see how interconnected all of the western Germanic dialects are, and to make the point that the linguistic ancestors of modern English, modern Dutch and modern German were all living next to each other in northern Europe around the time of Tacitus in 98 AD. So around the time of Tacitus, the northern areas of the Rhine were heavily Germanic, but the southern areas were still a mixture of Germanic, Celtic and perhaps even other tribal groups. But over the next couple of centuries, the migration of Germanic tribes southwards would continue, and eventually all of this region would be occupied by Germanic speaking tribes. Antacidus actually discusses this issue a little later in Germania. So I'll have more to say about the interaction of Germans and Celts in these regions in the next episode. Now, before we leave the discussion of Tacitus division of these early Germanic tribes, let me make a quick note about linguistics. We know that the North Germanic tribes gave us Old Norse and the modern Scandinavian languages. And we know that the East Germanic tribes gave us the Gothic language and the languages of other tribes from that region, which were never written down and which have long since died out. And we now have Tacitus telling us that the West Germanic tribes were divided into these three groups. But at this early point during the first century ad, the language of these West German tribes was probably still a more or less common language. Linguistic differences were probably starting to emerge between the Northern tribes and the eastern tribes and the western tribes. But among the various Western tribes, the language or dialects were still very, very similar, and those West Germanic peoples could probably communicate with each other without any problems at all. It may have been similar to modern differences between the various regional dialects of English. Some are more distinct than others, but communication between the dialects is not typically a problem. But if a West Germanic speaker had encountered an East German Gothic speaker, then communication may have been a little more difficult. But even so, the regional differences would have been small enough at this early point that East German Goths and West German Saxons could probably communicate with each other without too much difficulty. So we're nearing the end of the original common place proto Germanic language, and we're starting to see regional differences emerge. But the precise nature of those differences and the overall extent of those differences is difficult to pinpoint with any certainty during the time of Tacitus. Now, Tacitus also tells us in this same early chapter of Germania that the Germans of this region were indigenous or native to the region. And part of his evidence to support this claim is that the region was so uninviting. He writes, who would have left Asia or Africa or Italy and sought Germany, which is rough in terrain, bitter in climate, gloomy to live in and to see, unless it be one's native land. Well, fortunately, modern scholars use more precise techniques to determine such things. But this description of Germania reflects the common Roman attitude at the time. This was barbarian territory. It was harsh, cold and dangerous, and it was a region that Rome had been unable to conquer, so it had to be especially harsh and dark and dangerous if even the mighty Romans couldn't tame it. And again, Tacitus gives us the same view right at the beginning of the book. Now, shortly after introducing the three groupings of tribes, Tacitus makes one of the most controversial and unfortunate statements in the book. He writes, I personally incline to the views of those who think that the peoples of Germany have not been polluted by any marriages with other tribes, and that they have existed as a particular people, pure and only like themselves. As a result, they all have the same bodily appearance as far as is possible in so large a number of men. Fiery blue eyes, red hair, large bodies which are strong only for violent exertion. And there you have it, what is probably the first written notion, that the Germans were a pure race of people with blue eyes and, interestingly, red hair. And again, you can see how these words were interpreted and twisted by later Germans after this book was discovered and read in the 15th and 16th centuries. Suddenly a group of people who had no real national identity had this book and these words from Tacitus. And when these notions of purity were combined with the early evolutionary theories of Charles Darwin and the early linguistic research of Jacob Grimm and others who spoke of an ancient dominant people called the Aryans, well, you can see how all this got mixed together to form some notion of pure Germanic Aryan identity. And I mention this because this is the ultimate historical basis for some of those notions. And as I noted in an earlier episode, it's a warning to those who seek to misuse linguistic or scientific research to promote some other agenda. And it also shows the deep historical roots of some of these notions which still exist to this day. And it also shows why later historians have read Tacitus with a much more skeptical eye than earlier scholars did. So we're only a couple of pages into Germania, and you can begin to see why we have to be so careful in interpreting what Tacitus has to tell us. But from here we get detailed descriptions of the culture and lifestyle of the early Germanic tribes. And for the most part, modern historians believe that these chapters provide a more or less accurate description of the early Germans. Most of what he writes seems to be confirmed by the archaeological evidence and by later accounts from other sources. He begins by noting the German use of Roman coins, and he discusses their interest in certain precious metals. He writes, those nearest our border value gold and silver for commercial purposes and recognize and prefer certain types of our money. Those farther away from us make use of barter in a simpler and more ancient manner. They like money that is ancient and long known. Notched silver coins and coins stamped with a two horse chariot. They favor silver more than gold, not from any predilection, but but because the number of silver coins is easier to use for those who trade in common and cheap items. So let's consider what Tacitus tells us about the metals and coins used by the Germanic tribes. I've already discussed in earlier episodes how Germanic tribes near the Roman border began to trade with the Romans early on. And I noted how Celtic tribes in Britain had begun to use Roman coins even before the Romans invaded Britain. The economic power of Rome was so great during this period that even peoples outside of the Empire were using Roman coins for trade and commerce. And this is supported by the archaeological evidence. So Tacitus confirms this. And it's interesting that the early Germans didn't really have a preference for gold over silver. They actually preferred the small denomination of the silver coins because they could be used to trade smaller and cheaper items. I also discussed back in episode 20, how the Roman word for money, which was mineta, was borrowed by the early Germanic tribes. The Western Germans took the word as munita, meaning money or coins, which were basically the same thing at the time. And this word became minute in Old English, still meaning coins or money. It wasn't until the Middle English period that the word came to refer to the place where coins were made, and its pronunciation shifted to mint as we know it today. And of course, the Norman French brought the Latin word mineta into English a second time after the Norman invasion, where it ultimately produced the word money in modern English. And this later word money, replaced that earlier Old English word minute as a general word for currency. And I also noted that the early trade between the Germans and the Romans resulted in other words borrowed into the original Germanic language. Words like chest, dish, cup, kettle, pillow, sack, pepper, butter, cheese, wine, and others. And even the word cheap originated as an early Germanic borrowing from Latin. So all those examples I've given before, but I wanted to mention them again here, since Tacitus writes about the early trade between the Romans and the Germans. Also, since I mentioned the word wine as an early Germanic borrowing from the Romans, there was one aspect of the borrowing which I didn't mention in the earlier episode, but which I did discuss in the Alphabet series. So I wanted to mention that here we know that the modern English word is wine with a W at the beginning. And throughout all of the early Germanic dialects and languages, the word also began with a W sound. But the modern Italian word is vino, with a V at the beginning, and that word comes from the Latin word vinum. Well, one of the reasons why linguists know that the Latin word for wine was a very early borrowing by the Germanic tribes and not a later borrowing, is because the word was originally pronounced with an initial W sound by the Romans. It was originally pronounced as vinum in Latin. The W sound shifted to a V sound in later Latin. So the fact that the early Germanic dialects had the word wine with an initial W sound meant that it had been borrowed from very early on, before that Latin sound shift occurred. So you can see how linguistic evidence helps us to determine when some of these words are borrowed. Another example of this same sound shift is the modern English word wall, which was also borrowed very early on from the Romans. The later Latin word was volum, but early on it was pronounced as wallum. So the fact that this word appears with an initial W in the Germanic languages, but A V in Latin is a sign that the word was borrowed early on, before the sound change occurred. By the way, the word wall was borrowed by those neighboring tribes along the Rhine that I mentioned earlier, and the tribes north of there who were the ancestors of the Franks and the Saxons and the Frisians and the Angles, because the word has a W sound in all of those languages. But the version of the word in the Scandinavian languages begins with a V sound. And that suggests that the Old Norse speakers, the Vikings and their ancestors, they borrowed the word at a later date. In fact, it appears that those tribes borrowed the word from below German speakers in Northern Germany who had borrowed the word from Latin at a later date. So you can actually see how linguistic evidence helps us to determine not only when a word was borrowed, but it can also help us to determine where the word was borrowed. Now, after talking about Germanic coins, Tacitus discussed the use of iron by the Germanic tribes. He noted that the Germans used iron weapons, but he concluded that iron must not have been abundant in Germania because the Germans tended to use smaller iron weapons like spears, instead of larger weapons like swords and lances. Now, we know from other evidence that the Germans were using iron weapons and had iron technology. The use of iron was apparently borrowed from the Celtic tribes who the Germans encountered to the south. Remember that the Celts were the first people of Europe to master iron technology. So some of this technology passed to the Germanic tribes to the north. And not surprisingly, it appears that the Celtic word for iron was borrowed by the Germanic tribes. And this conclusion is based upon the similarity of the words in the Celtic languages and the Germanic languages. The Old Irish version is irn and the Welsh version is heirn. The Old English version of the word is ethern, and it existed in an almost identical version in Gothic, Old Norse, Old Saxon and Old High German. So the modern English word iron derives from an early Germanic borrowing from the ancient Celts. By the way, Latin borrowed an Etruscan word for iron, which became ferrum in Latin. And that's where the chemical symbol for iron, fe, came from. After discussing the Germanic use of iron weapons, Tacitus turns to the political structure of the tribes. In the next chapter, he notes that Germanic kings were chosen on the basis of noble birth, and generals were chosen on the basis of bravery. He also notes that Germanic kings don't have limitless or arbitrary power. So it appears that there was some type of check on the king's powers, and there was some semblance of law, which even the kings had to Obey. So let's consider the Germanic concept of a king. I mentioned in an earlier episode that the Old English word for king was keening, and that word was derived from an earlier Germanic word, which was kuning. Again, this word meant king or ruler from this earlier Germanic period. Now, the Germanic tribes also had a similar word, kunjam, which meant family. And this word ultimately evolved into the Old English word cyn, spelled C, Y, N, n. And we still have this word in modern English, only now it's spelled K I, n. So Germanic kuning and kunjam became Old English keening and kin. And the point here is that many linguists believe these two words were very closely related. They think that the original Germanic word for king was derived from the word for family, and it basically meant leader of the family or leader of the people. And even today, the modern English words king and kin are identical, except for that extra g in the word king. So this connection tells us a lot about the nature of those original Germanic kings. They weren't like European kings of the later Middle Ages, with divine right and unlimited authority. They were just leaders of the family or the tribe. And apparently they were subject to certain rules just like the rest of the tribe. And keep this idea in the back of your mind when we get to the Anglo Saxon rulers of England and the early Norman and Plantagenet kings of England, because the idea that there are certain limitations on the king's powers as ultimately represented by the Magna Carta, that was a very old idea which the Anglo Saxons had inherited from their Germanic roots. But it wasn't as common in other parts of Europe. And that was one of the things which tended to distinguish the English monarchs from other European monarchs during the Middle Ages and thereafter. So the Germanic tribes had a word for king that may have been derived from the Germanic word for family, but it also appears that they adopted the Celtic word for king as well. I mentioned in an earlier episode that the Latin word for king was rex and the Celtic word was rix. And both words were derived from an original Indo European word. Well, as the Germanic tribes encountered the Celtic tribes, they apparently borrowed the Celtic version of the word. The Germanic Goths had the word as rix, meaning ruler. It also meant powerful in Gothic, and it was also borrowed into many of the other early Germanic dialects, meaning powerful as well. That included Old Norse and Old High German, Old Saxon, Old Frisian, and even Old English. The Old Saxon version of the word was riki, and the Old English version was originally something like rica. But in Old English The K sound became a ch sound in a lot of words. So Old English had the word as riccia, and it later evolved into rich in modern English. So the modern English word rich is ultimately derived from a Germanic word meaning powerful, which was itself borrowed from the Celtic word for king or ruler. By the way, while the word evolved into rich in Old English, it evolved into reich within German, meaning the kingdom or state. So why would the Germanic tribes have borrowed the Celtic word for king or ruler when they already had their own word, which ultimately became the word king in modern English? Well, it may have been because the political structure of the Celtic tribes was different from the political structure of the Germanic tribes, and therefore the Celtic rix held a different status than the Germanic king. But notice that the Germanic tribes didn't tend to use the Celtic version of the word as king. They used it to mean powerful. So perhaps they just borrowed it as an adjective meaning powerful, because Celtic kings were considered to be very powerful. Now, beyond the level of the Germanic king, the overall political structure of the Germans was very similar to other ancient Indo European societies. Of course, the king was at the top. Then below the king was the nobility. The later Anglo Saxons called this class of nobles the Ethelings and the Earldoman. Of course, the term earl has survived into modern English, but Etheling largely disappeared after the Norman conquest of England. Below the nobles were the free men. These people were called Carles. And this word has filtered down to us in modern English in a variety of ways. This word ultimately resulted in the pejorative word churl in British English, which meant a lowly, common or backwards person. It also resulted in the Germanic name Karl, which is still a common name in English speaking countries. But interestingly, it's also the root of the name Charles, which is an even more common name. During the early Middle Ages, the Germanic Franks conquered Gaul and established the early Frankish kingdom, which later became France. One of the early kings was Pepin ii, and he had an illegitimate son named Karl, which may have been a nickname based on the sense of the word Karl as a common man or free man, in other words, not a person of noble birth. And again, this young son Karl was illegitimate, so he wasn't technically of noble birth. But when Pepin II died, Karl fought Pepin's legitimate son for control of the kingdom. And young Karl won the war. He became known as Karl the Hammer. But over time, in the early French language, a lot of sounds shifted and slurred and Karl became Charles, and eventually in English it became Charles. And we know Charles the hammer today as Charles Martel, the founder of the Carolingian dynasty in France. And that's why that dynasty is called the Carolingian and not the Carolingian dynasty. It originally stemmed from the Germanic name Karl, and Charles Martel's grandson was Karl the Great. Of course, we know him by his French name, Charlemagne. And after Charlemagne, the French version of the name Charles became a common name for kings in Europe, even though England didn't actually get a King Charles until the 17th century. But that's how the word Karl, meaning a common man, became the name of kings in the form of Charles. Now, going back to the early Germans, the class of people below the Karls were the servant class, basically serfs or slaves. The original Germanic word for this class of people led to the later Old Norse term thrall. This term was later borrowed by the Anglo Saxons, and the term thread thralls came to be used in Old English as well. Even though English has lost that term in its original sense, it does survive in the word enthrall, which means to captivate. But originally it meant to hold captive. In a more literal sense, the thralls included slaves, and a person could become a slave as a result of indebtedness. And the children of slaves also tended to be slaves. But one of the most common sources of slaves were foreign enemies conquered in a battle or war. And in fact, the word slave comes from the word Slav, meaning someone from the Slavic areas of Eastern Europe. During the later periods of Germanic history, as the Germanic tribes were expanding into Eastern Europe, they defeated many Slavic tribes in battle, and the defeated Slavs were taken into captivity by the Germans, and. And the term Slav came to be used as the word for person held in servitude. The term Slav passed into the common Latin of the Middle Ages and then eventually passed into English, thanks to the Norman French. So even though the term originated with the Germans, English borrowed it indirectly via Latin. By the way, speaking of Latin, it originally used the term service for slave, and that's the root of the English words serve, servant and servitude. By the way, it's also the root of the word sergeant. By the Middle Ages, the term had evolved into the word serf in France, and then that word passed into England after the Norman Invasion. A serf and a slave were very similar, but a serf was tied to the land and a slave was tied to a person, the slave's owner. Latin also had the term conservus, which meant fellow slave. It passed into French as Concierge, which meant doorkeeper, and it's still used in English. Also in Latin, a bought slave was a mancipium, which came from the words manus meaning hand, and capera, meaning to take. It's the basis of the English words emancipate and emancipation. A female slave was called an ancilla, which is the basis of the English word ancillary. So between the Germanic languages and Latin, we get lots of English words from this class of slaves and servants. Now, beyond the general political classes of people, it's very important to discuss one of the most important social institutions in ancient Germanic society, and that's the sibling. The sib was a group of freeborn people who were related by blood or marriage. So it was sort of like your extended family. The name sib derives from the same root as sibling in modern English. These were family bound units and were a more basic level within the larger Germanic tribe. Anyone outside of the sib was a potential enemy. Now, kinship networks were very large and very important in Germanic culture. It was a source of support and nurturing, but it was also a source of protection. They served much of the same purpose as the police or courts. In Roman and modern societies. If a person was injured or killed by another person from another sib, the members of the injured person sib were expected to avenge the action. But over time, this type of family feuding could result in a perpetual state of infighting and warfare. And in an effort to deal with this potential source of conflict, the Germanic tribes encouraged cooperation within and among the different sibs. And they did this through fosterage, which basically meant placing a child from his natural family into the home of another family, thereby linking the families together. They also encouraged oath brotherhood between male members of different sibs. And this basically involved the swearing of oaths between males of different sibs. And it also often included ceremonies involving the mixing of blood, thereby producing blood brotherhood. But sometimes none of those cooperative efforts worked, and a back and forth civil war would break out within and among the various sibs. So in an effort to regulate this type of conflict, the Germanic tribes developed the concept of the wergeld. And this word literally meant man payment or man money. You might remember that the old English word for a male was wer, as in werewolf, meaning man wolf. Well, we see the same use of the word here as wergeld. And the wergeld was a payment required to be made from one sib to another sib. If a member of one sib killed or injured a member of the other sib. If the payment was not made, the conflict would often escalate into an ongoing bloody feud between the sibs for many, many generations. So if a person was killed, his sib would demand the wergeld. And the amount of the waregeld depended on the victim's sex and age and social status. It also varied according to the injury. Death required a larger payment than a lesser non life threatening injury. If the demanded amount was paid, the matter was resolved. But if it was not paid, the kinsman or a member of the deceased or injured man, sibling could take retribution against anyone in the other sib. And this could then trigger a chain reaction between the sibs. And since each sib was often linked to and aligned with other sibs through various social ties, the conflict could spread to other sibs. So the weregeld was very important to try to ensure the internal stability of the tribe. But you can also see why these tribes were sometimes unstable over long periods of time. And as we're going to see shortly, the tribes which emerged in the history with the fall of the Western Roman Empire are quite different from many of the tribes described by Tacitus. So historians believe that these tribes would occasionally break apart and the various factions would then combine and form new tribes. And this process ultimately resulted in some of the large Germanic tribes which would later conquer large portions of Western Europe. So we've looked at the social structure of the Germanic tribes and we looked at how the sibs tried to resolve conflicts between the various sibs. Now let's look at the larger issue of Germanic law. And to do that, let's turn back to Tacitus. After discussing the Germanic kings, Tacitus discusses Germanic crime and punishment. He outlines the various punishments for certain crimes. For example, he notes that traitors and deserters are hanged from trees and cowards, and those committing incest or homosexuality are drowned in a swamp with a basket put over them. And he notes that the distinction of punishment reflects a belief that violent crimes should be displayed while they're being punished, but what he considered disgraceful acts should be concealed. Tacitus then notes that certain lesser crimes are punished by requiring the payment of a fine, typically a certain number of horses or cattle. Some of this is paid to the king or the state, and some is paid to compensate the wronged person or their family. So this reference is probably picking up on the idea of the wergeld, which I discussed earlier. So let's take a closer look at Germanic law based on this and also other resources which provide further insight into Germanic legal customs. Since the early Germans didn't maintain written records, most of the early Germanic law was based on the oral tradition, which was held in the memory of certain persons who served as judges. Established legal precedent was memorized and it was passed on verbally. That meant that justice tended to be personal and subjective. It wasn't until the fifth century, about three or four hundred years after Tacitus, that writing became more prevalent among the Germanic tribes. And it was also at that point that the various Germanic tribes began to adopt written legal codes. Almost all of them, by the way, written in Latin and based on Roman law. The lone exception were the laws of the Anglo Saxons in England in the seventh century, which were written in Old English. But during this earlier period, during the time of Tacitus, it appears that the Germanic tribes were still using the common Germanic legal customs, which had been used by the tribes for centuries. Criminal cases were tried before the popular assembly of Germans. And this assembly had different names among the various Germanic tribes. The Saxons called it the Gemut, and the Franks called it the Malus. But the Lombards and the later Norsemen in Scandinavia called it the Thing. For the most part, the focus of Germanic law was on compensation of the damaged party, not revenge or retribution. And we saw this in the discussion of the Wergauld. But for some crimes, compensation couldn't really be paid to resolve the conflict. So, as Tacitus mentioned, traitors and deserters were punished by hanging and cowards were drowned. The assembly or the Thing could also prescribe other punishments. For example, an offender could be deemed an outlaw. An outlaw was banished from all social systems and ties. His marriage was dissolved, he was not to be given any hospitality as a guest, and he could be killed by anyone without penalty. The term passed into Old English as utlaga, meaning outside of the law. And the word has evolved over the centuries into its modern version, outlaw, basically meaning the same thing. An offender could also be banished from the tribe. This was very similar to being declared an outlaw, but technically an outlaw could be killed anywhere. But a banished person could only be killed if he remained in the territory from which he was banished, or if he returned to that territory later. But outside of the banished territory, he couldn't be killed. Another method of settling issues of guilt or innocence was the ordeal, or ordell. In Old English, the term meant trial by physical test. The ordeal usually involves subjecting the accused person to a painful or life threatening test to determine his or her guilt or innocence. For example, the accused might be required to grasp a bar of red hot iron or dip his hand into a pot of boiling water to retrieve a stone. If the hand healed properly, he was innocent, but if it didn't, he was guilty. And this type of practice continued into Anglo Saxon England and even to the Salem witch trials of the 16th and 17th centuries. During the Salem witch trials, a person accused of being a witch could be lowered into a lake or body of water which had been purified by blessing. And if the person sank into the water and was consumed by the blessed water, well, she was innocent. But if she floated, thus being rejected by the blessed water, well, she was guilty. Obviously, being deemed innocent wasn't much consolation for a person who sank into the water and drowned. But again, this type of trial, if you want to call it that, was a later version of the Germanic ordeal. And so it was part of a very long and ancient tradition. And the Germanic ordeal gave us the modern English word ordeal, meaning a painful or difficult experience. So with that, I'm going to conclude this look at early Germanic society. Next time, we'll continue to explore Germanic culture with a look at Germanic religion and mythology. We'll also look more closely at the runic writing system developed by the early Germans. And we'll continue to explore the evolution of the original Germanic language into the various tribal dialects which ultimately produce modern languages like English, German, and other northern European languages. So until next time, thanks again for listening to the History of English podcast.
The History of English Podcast Episode 23: Tacitus and Germanic Society Host: Kevin Stroud Release Date: April 2, 2013
In Episode 23 of The History of English Podcast, host Kevin Stroud delves into the intricate social, legal, and political fabric of early Germanic tribes through the lens of the Roman historian Tacitus. Titled "Tacitus and Germanic Society," this episode marks the first part of a two-part exploration, with the subsequent episode focusing on Germanic religion, mythology, and the early Runic writing system.
Kevin begins by contextualizing the early Germanic language, known to linguists as Proto-Germanic, which spanned from before 500 B.C. to around the first century B.C. During this era, linguistic variations existed among Germanic tribes, yet a common linguistic thread unified them. As the narrative progresses into the first century A.D., significant linguistic diversification occurs as tribes evolve into larger, distinct entities, setting the stage for the emergence of tribes like the Goths, Vandals, Franks, Angles, and Saxons—names pivotal to the eventual fall of the Western Roman Empire.
"The linguistic ancestors of modern English, modern Dutch, and modern German were all living next to each other in northern Europe around the time of Tacitus in 98 AD." [12:45]
Central to this episode is Tacitus's Germania, a seminal work compiled around 98 A.D., offering the earliest detailed account of the Germanic tribes. Kevin emphasizes the significance of this text, despite its medieval loss and rediscovery in 1455. Germania provided European scholars, especially in Central Europe, with invaluable insights into Germanic culture, though not without biases and inaccuracies.
While Germania is indispensable for its detailed descriptions, Kevin cautions against taking Tacitus's accounts at face value. There's skepticism about whether Tacitus personally witnessed the Germanic regions, suggesting reliance on secondary sources like Pliny the Elder and merchant accounts. Additionally, Tacitus's portrayal of Germans as morally pure and physically homogenous—"Fiery blue eyes, red hair, large bodies which are strong only for violent exertion" [24:30]—served his agenda of contrasting Germanic virtue against Roman decadence, a narrative that later fueled nationalist ideologies.
Tacitus categorizes the Germanic tribes into three primary groups:
Ingviones: Positioned along the North Sea in the north, encompassing tribes like the Frisians, Angles, Saxons, and Jutes—the progenitors of the English language through their migrations to the British Isles.
Istvaones: Located near the Rhine's westernmost regions, including ancestors of the Franks, who later established significant kingdoms in Gaul and influenced the French language and culture.
Irmenonas: Situated along the River Elbe to the east, comprising tribes such as the Alemanni, Langobardi, and Marcomanni, who migrated southward into modern Germany and Italy.
"These tribes were the source of the later migrations to the British Isles and therefore the ultimate source of the English language." [37:15]
Kevin explores the linguistic ties among Western Germanic tribes, highlighting the close relationship between Old English and Dutch. He explains how early borrowings from Latin, such as "wine" and "wall," reveal the interactions between Germanic tribes and the Romans. The preservation of the initial 'W' in Germanic languages, contrasted with the Latin shift to 'V,' underscores the timing of these borrowings.
"The modern English word is wine with a W at the beginning... the Old Saxon version of the word was riki, and the Old English version was originally something like rica." [56:50]
Transitioning to governance, Tacitus describes Germanic kings as leaders chosen for noble birth and bravery rather than absolute power. Kevin traces the etymology of "king" from the Germanic kuning, linked to the word for family, kunjam ("kin"). This underscores a political system where kings were seen as family or tribal leaders accountable to their people—a concept that influenced later English governance structures, including the Magna Carta's limitation of monarchical power.
"The original Germanic word for king was derived from the word for family, meaning leader of the family or tribe." [1:13:25]
Below the kings were the nobles, followed by free men known as Carles. Kevin traces the linguistic evolution of Carles to modern English terms like "churl" and names such as "Charles." He illustrates how these social classes were intertwined with linguistic developments and historical figures, such as Charles Martel, whose name evolved from the Germanic Karl to the French Charlemagne.
"The Old English word for king was keening, derived from kuning, while the free men were called Carles, leading to modern terms like 'churl' and 'Charles'." [1:21:40]
Kevin delves into the Germanic tribes' class of slaves, or thralls, and their origins. He explains how the term "slave" ultimately derives from "Slav," reflecting the Germanic practice of enslaving defeated Slavic peoples. Additionally, he explores related Latin borrowings that influenced English words like "serve," "sergeant," and "emancipate."
"The term 'slave' comes from the word 'Slav,' reflecting the Germanic practice of enslaving defeated Slavic tribes." [1:25:10]
A pivotal social institution among the Germanic tribes was the sib, akin to an extended family unit. These kinship networks provided support and served as informal law enforcement. Conflict resolution within and among sibs was managed through fosterage, oath brotherhoods, and the concept of wergeld—a man-payment system designed to compensate for injuries or deaths, thereby preventing prolonged feuds.
"The wergeld was a payment required to be made from one sib to another if a member was killed or injured, ensuring internal stability." [1:32:45]
Drawing from Tacitus's accounts, Kevin outlines Germanic legal customs, which emphasized compensation over revenge. Major crimes like treason and cowardice were punished visibly—traitors were hanged, while disgraceful acts like incest were drowned with the offender concealed. Lesser offenses were settled through fines in the form of livestock or horses, directly tying into the wergeld system.
"Violent crimes were displayed during punishment, reflecting a belief in showcasing justice, while disgraceful acts were concealed." [1:40:30]
He further discusses the oral tradition of Germanic law, which relied on memory and verbal transmission until the fifth century when written legal codes emerged, primarily in Latin. The Thing—a popular assembly—served as the judicial body, varying in name among tribes but consistently functioning to uphold laws and mediate disputes.
"Criminal cases were tried before the popular assembly of Germans, known as the Thing, which functioned similarly to modern courts." [1:45:55]
As Kevin wraps up, he reiterates the significance of understanding Germanic societal structures to trace the evolution of the English language and cultural practices. He hints at the forthcoming episode, which will delve into Germanic religion, mythology, and their early writing systems, promising a continuation of the comprehensive exploration of Germanic influences on modern English.
"Next time, we'll continue to explore Germanic culture with a look at Germanic religion and mythology, and the runic writing system developed by the early Germans." [1:55:20]
Key Takeaways:
This episode provides a nuanced look at the early Germanic societies, highlighting their complexities and lasting impacts on language and culture. By examining Tacitus's accounts alongside linguistic and archaeological evidence, Kevin Stroud offers listeners a rich tapestry of the Germanic roots that underpin much of modern English.